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金融词典2
E E day see exercise dayEAOSEF see East Asian and Oceanian Stock Exchanges FederationEAS price see estimated average settlement priceEASDAQ see European Association of Securities Dealers Automated QuotationsEBRD see European Bank of Reconstruction and DevelopmentECN see electronic communications networkEDGAR see Electronic Data Gathering, Analysis and Retrieval【US】EERI see Effective Exchange Rate Index for the Hong Kong DollarEFIL see Exchange Fund Investment LimitedEFN see Exchange Fund NoteEGM see extraordinary general meetingEIPO see Electronic Initial Public Offering serviceeIRC see Electronic Investor Resources Centre【SFC】ELI see Equity Linked InstrumentELN see equity linked noteEMSIS see Electronic Mailing Stock Information ServiceEMU see European Economic and Monetary UnionEPI see Electronic Payment InstructionEPS see earnings per share
　 early buy-in 提早补购early warning system 预警系统earnings per share (EPS) 每股盈利East Asian and Oceanian Stock Exchanges Federation (EAOSEF) 东亚及大洋洲证券交易所联会Economic Development and Labour Bureau 经济发展及劳工局economic value added 经济增加值* Effective Exchange Rate Index for the Hong Kong Dollar (EERI) 港汇指数；港元实际汇兑指数e-FRRR system 电子化财政资源规则报表系统Electronic Application Instruction for New Issue Shares 电子认购新股指示electronic communications network (ECN) 电子通讯网络Electronic Data Gathering, Analysis and Retrieval (EDGAR)【US】 「电子数据收集、分析及检索」系统【美国】Electronic Initial Public Offering service (EIPO) 电子认购首次公开招股服务Electronic Investor Resources Centre (eIRC)【SFC】 网上投资者资源中心【证监会】Electronic Mailing Stock Information Service (EMSIS) 电子传递证券资讯服务electronic money settlement fee 电子款项交收费Electronic Money Settlement Services 电子款项交收服务Electronic Payment Instruction (EPI) 电子收付款指示electronic trading 电子交易eligible securities 合资格证券Eligible Supervisor 　 合资格主管e-mail 电子邮件；电子邮递；电邮E-mail and Group Paging Services 经纪电子邮递及集体传呼服务emerging market 新兴市场employee share【Mainland China】 职工股【中国内地】employer trustee 资方信托人encumbrances 产权负担end user 最终用户；最终使用者End-of-day Trade Data File Transfer Service 收市后资料传送服务enhanced access to AMS 增强自动对盘系统的市场接触力enhanced digital datafeed 提升数码资料输送专线enhanced limit order 增强限价盘Enhanced Special Stock Trading Method 改良特别股份交易方法enlarged share capital 经扩大股本Enquire Announcement Information【CCASS】 查询公布资料【中央结算系统】Enquire Reported Lost Certificate【CCASS】 「查询报失股票资料」功能【中央结算系统】Enquire Unmatched SI Reason【CCASS】 查询交收指示未获配对原因【中央结算系统】enterprise bond 企业债* Enterprise Information Database 企业资讯资料库Entitlement Statement【CCASS】 权益报表【中央结算系统】entitlement table 权益列表entry price 入市价equilibrium price 均衡价格；平衡价格equity base 股本基数equity capital; equity share capital 权益股本equity division【Mainland China】 股权分置【中国内地】equity division reform【Mainland China】 股权分置改革【中国内地】 equity interest 股东权益；股权Equity Linked Deposit 股票挂钩存款 Equity Linked Instrument (ELI) 股票挂钩票据；息股证equity linked note (ELN) 与股票挂钩票据；高息票据equity method【accounting】 权益法【会计】equity option 股票期权equity securities 股本证券equity warrant 股本权证estimated average settlement price (EAS price) 预计平均结算价estimated capital value 预计资本值estimated useful life 估计使用年期e-Submission system 电子呈交系统Ethics in Practice - A Practical Guide for Financial Practitioners 《财经有道 - 证券、期货及投资界专业道德实务指引》euro / Euro 欧罗；欧元Eurobond 欧洲债券；欧洲货币债券Euroclear 欧洲结算系统Euroclear Bank 欧洲结算银行Euro-convertible guaranteed bond 欧洲可换股担保债券European Association of Securities Dealers Automated Quotations (EASDAQ) 欧洲证券交易商协会自动报价系统European Bank of Reconstruction and Development (EBRD) (ie World Bank) 欧洲复兴及开发银行（即 世界银行）European Economic and Monetary Union (EMU) 欧洲经济及货币联盟European Parliament 欧洲议会European style option 欧式期权Euroyen Tibor Futures 欧洲日圆东京银行同业拆息期货ex unadjusted close 除净日未经调整之收市价exceptional item 特殊项目exchange control 外汇管制Exchange Fund Bill 外汇基金票据Exchange Fund Investment Limited (EFIL) 外汇基金投资有限公司Exchange Fund Note (EFN) 外汇基金债券Exchange Fund Ordinance 《外汇基金条例》Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited) 《证券上市规则》（《香港联合交易所有限公司证券上市规则》）exchange loss 汇兑损失exchange of information 信息交流Exchange Participant 交易所参与者Exchange Participant Certificate 交易所参与者证明书exchange quota 汇兑限额exchange surrender system 银行结汇体系Exchange Traded Fund (ETF) 交易所买卖基金；「组合股」；交易所交易基金* exchange traded option 交易所买卖之期权；场内买卖期权exchange traded product 场内交易产品Exchange Trading Right Certificate 交易所交易权证明书 Exchanges and Clearing Houses (Merger) Ordinance 《交易所及结算所（合并）条例》Exchanges (Special Levy) Ordinance 《交易所（特别征费）条例》ex-date 除净日ex-dividend basis 除息基准execution facilities 交易设施Executive Committee 常务委员会executive director 执行董事Exempt Fund Manager 豁免基金经理exempt listing status 豁免上市地位Exempt Principal Trader 豁免自营买卖商exempt trader 豁免交易商exercise 行使exercise day (E day) 行使日exercise period 行使期；行使时限exercise price 行使价；行权价格* exercise price interval 行使价间距exercise schedule 行权期*exercise style 行使方式exit price 平仓价exotic warrant 　 非标准型权证； 非标准型认股证；特种认股证exotic warrant information【Teletext】 特种备兑证资讯【大利市】expedited registration service 特快过户登记服务Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 检讨证券及期货市场规管架构运作专家小组expiration date 到期日expiry date 到期日expiry month 到期月份explanatory memorandum 注释备忘录explanatory statement 说明函件exponentially-weighted moving average 指数加权移动平均方法exposure draft 征求意见稿exposure management 风险管理Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 　 《企业管治常规守则及企业管治报告征求意见草拟本》ex-rights 除权eXtensible Business Reporting Language (XBRL) 可扩展商业报告语言 Extensible Markup Language 可扩展标记语言 external auditor 外聘核数师；外部核数师extraordinary general meeting (EGM) 股东特别大会 extraordinary item 非经常项目extreme move covered fraction 极端波动覆盖分数extreme move multiplier 极端波动乘数 F Fannie Mae see Federal National Mortgage AssociationFATF see Financial Action Task ForceFIFO see First in, first outFOK see Fill-or-KillFOMC see Federal Open Market CommitteeFRC see Financial Reporting Council FRCD see floating rate certificate of depositFRN see floating rate noteFRR see Financial Resources RulesFRRC see Financial Reporting Review Committee FSA see Financial Services Authority【UK】FXI China 25 see FTSE/Xinhua China 25 Index
　 face value 面值Fact Book 《股市资料》Fact Sheet 《股市资料》fair market value 公平市值false market 虚假市场；假市Far East Exchange, The 远东交易所fast market 速动市场fault tolerance 错误包容；故障包容favourable variance; favourable difference 顺差feasibility study 可行性研究Fed wire / Fedwire / FedWire 联邦结算系统Federal funds 联邦基金Federal funds rate 联邦基金利率Federal National Mortgage Association (Fannie Mae) 美国联邦国家房屋贷款协会（房利美）Federal Open Market Committee (FOMC) 美国联邦公开市场委员会Federal Reserve System 联邦储备系统Federation of Shares Registrars Limited 证券登记公司总会有限公司fellow subsidiary 同系附属公司；同集团附属公司Fidelity Fund 互保基金fidelity insurance scheme 忠诚保险计划 fiduciary 受信人；受托人fiduciary duty 诚信责任；受信责任file backup-restore macro 后备资料复原软件file transfer 档案转换；资料传送file transfer protocol 档案传送协定Fill-or-Kill (FOK) 全额或取消；全数执行或立刻取消；全数配对否则取消Final Clearing Statement【CCASS】 最后结算表【中央结算系统】final review hearing 最后覆核聆讯Final Settlement Price 最后结算价Final Settlement Run 最后一轮交收处理程序Finance Bureau 库务局finance lease commitment 融资租赁承担financial accommodation 财务通融Financial Action Task Force (FATF) 金融行动专责委员会financial adviser 财务顾问financial bond 　 金融债*financial conglomerate 财资企业集团Financial Disclosure by Locally Incorporated Authorized Institutions 【HKMA】 《本地注册认可机构披露财务资料》【金管局】financial exposure 财务风险financial futures 金融期货financial institution 金融机构financial instrument 金融工具financial integrity 财政健全financial intermediary 金融中介机构/团体financial intermediation 金融中介现象financial lease 财务租赁；金融租赁*financial market 金融市场Financial Market Development Task Force, The 财经市场发展专责小组financial regulation 财务监管financial reporting 财务申报Financial Reporting Council (FRC) 财务汇报局 Financial Reporting Review Committee (FRRC) 财务汇报检讨委员会 Financial Reporting Review Panel 财务汇报检讨委员会 Financial Resources Rules (FRR) 《财政资源规则》financial results 财务业绩financial risk 财务风险Financial Secretary 财政司司长Financial Services Act【UK】 《金融服务法令》【英国】Financial Services Authority (FSA)【UK】 英国金融业管理局Financial Services and the Treasury Bureau 财经事务及库务局financial shareholder 财政股东Financial Supervisory Commission【Taiwan】 金融监督管理委员会（金管会）【台湾】 financial year 财政年度financier 融资人financing bill 融资券* FinNet 金融服务网络firm bid and ask quotations 作实买卖价firm commitment【underwriting】 坚定承诺【包销】firm order 公司盘firm order 实盘firm position 公司仓；行仓first in, first out (FIFO) 先进先出First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜谅解备忘录补篇(附件一)Fit and Proper Criteria, The【SFC】 《适当人选的准则》【证监会】fixed income ETF 定息组合股 fixed-rate mortgage 定息按揭floating rate certificate of deposit (FRCD) 浮息存款证floating rate note (FRN) 浮息票据floor trader 出市代表；出市员flotation 挂牌买卖；上市force majeure 不可抗力forced buy-in 强制补购forced liquidation 斩仓foreign exchange exposure 外汇风险foreign share【Mainland China】 外资股【中国内地】forex option 外汇期权forex swap 外汇掉期Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 买卖因公众持股量不足而停牌证券的申报表forward entitlement 远期权利frame relay trading network 帧中继交易网；讯框传送交易网络free convertibility 自由兑换free float 公众持股量Free Text Area【Teletext】 新闻栏【大利市机股份页】fringe market 外围市场front running 行头盘；扒头交易front-end load 首次认购费front-month 即月front-office system 办公室前线系统FTSE 富时指数有限公司 (原金融时报指数)FTSE/Hang Seng Asian sector Indexes 恒生/富时亚洲分类指数FTSE/Hang Seng Asiatop Index 恒生/富时亚洲大企业指数FTSE/Hang Seng Indexes 恒生/富时指数系列FTSE/Xinhua China 25 Index (FXI China 25) 新华富时中国25指数full disclosure 全面披露fully diluted earnings per share 全面摊薄每股盈利fully paid-up capital 缴足股本fund accounting approach 资金会计法fund balancing 资金平衡fund flow 资金流向fund manager 基金经理Fund Manager Code of Conduct【SFC】 《基金经理操守准则》【证监会】fund statement 资金表fund unit holder 　 基金份额持有人*fund utilisation 资金运用 Futures Compensation Fund 期货赔偿基金Futures Compensation Fund Committee【SFC】 期货赔偿基金委员会【证监会】
G GAAP see Generally Accepted Accounting PrinciplesGATT see General Agreement on Tariffs and TradeGCP see General Clearing ParticipantGDP see gross domestic productGDR see global depository receiptGEI see Growth Enterprise IndexGEM see Growth Enterprise MarketGNP see gross national productGTC see good-till-cancelled orderGTD see good-till-date orderGTSM see GreTai Securities Market【Taiwan】
　 gateway【computer】 联系设施；网间连接器【电脑】gearing ratio 杠杆比率；资本负债比率GEM Investor Guide 《创业板投资者指南》GEM Listing Committee 创业板上市委员会GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》）General Advisory and Support Working Team 一般谘询及支援工作小组General Agreement on Tariffs and Trade (GATT) 关税及贸易总协定（关贸总协定）General Clearing Participant (GCP) 全面结算参与者general ledger 总账general mandate 一般性授权general offer 全面收购建议General Rules of CCASS 《中央结算系统一般规则》Generally Accepted Accounting Principles (GAAP) 《公认会计原则》gilt-edged securities 金边证券give-up【options】 过户【期权】global bond 环球债券global depository receipt (GDR) 环球预托证券Global Equity Market 环球股本证券市场Globex 全球期货交易系统going concern【accounting】 持续经营【会计】good for delivery 合格交付good-for-day order 即日有效买卖盘good-till-cancelled order (GTC) 取消前有效买卖盘；无时限盘good-till-date order (GTD) 到期前有效买卖盘goods-in-transit 付运中货品goodwill 商誉governing law 管制法例government bond 　 政府债券；国债*grace period 宽限期greenshoe【underwriting】 增售条款【包销】GreTai Securities Market (GTSM)【Taiwan】 中华民国证券柜台买卖中心【台湾】gross domestic product (GDP) 本地生产总值；国内生产总值gross margining 总额按金计算gross national product (GNP) 国民生产总值Growth Enterprise Index (GEI) 　 创业板指数Growth Enterprise Market (GEM) 创业板Guarantee Fund 保证基金Guarantee Scheme 担保计划guarantee transaction 担保交易guaranteed unit trust 保本信托基金guarantor 担保人；保证人Guernsey Financial Services Commission 格恩西金融服务业监察委员会 Guidance Note 指引摘要Guidance Note Continuous Professional Training 《持牌人进行持续培训的指引》Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《适用于在互联网上宣传或销售集体投资计划的人士的指引》《集体投资计划互联网指引》Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements【SFC】 《有关申报卖空活动及备存证券借出纪录规定的指引》【证监会】Guidance Note on Competence 《持牌人胜任能力的指引》Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants【SFC】 《关于律师及会计师提供附带投资意见的指引》【证监会】Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes【SFC】 《有关电子交易条例内适用于成交单据的规定的指引》【证监会】Guidance Note on Position Limits and Large Open Position Reporting Requirements【SFC】 《持仓限额及大额未平仓合约的申报规定指引》【证监会】Guide for Directors of Listed Companies 《上市公司董事指引》Guide on disclosure of price-sensitive information 《股价敏感资料披露指引》Guideline on Corporate Governance of Locally Incorporated Authorized Institutions【HKMA】 《本地注册认可机构的企业管治指引》【金管局】Guideline on Role of the Receiving Bank in New Share Issues【HKMA】 《收款银行在新股发行中扮演的角色指引》【金管局】Guidelines for Electronic Public Offerings【SFC】 　 《电子公开发售指引》【证监会】Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering【SFC】 《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》【证监会】Guidelines on Hedge Funds Reporting Requirements 【SFC】 《对冲基金汇报规定指引》【证监会】Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises【Mainland China】 《境内企业申请到香港创业板上市审批与监管指引》【中国内地】Guidelines on Waivers of Certain Licensing Fees【SFC】 《宽免缴付若干牌照费用的指引》【证监会】 H HIBOR see Hong Kong Interbank Offered RateHKAOB see Hong Kong Association of Online Brokers, The HKATS see Hong Kong Futures Automated Trading SystemHKCC see HKFE Clearing Corporation LimitedHKSIR see Hong Kong Standards on Investment Circular Reporting Engagements HKEx see Hong Kong Exchanges and Clearing LimitedHKFE see Hong Kong Futures Exchange LimitedHKFRS see Hong Kong Financial Reporting Standards HKICL see Hong Kong Interbank Clearing LimitedHKICPA see Hong Kong Institute of Certified Public AccountantsHKICS see Hong Kong Institute of Company Secretaries, The HKIFA see Hong Kong Investment Funds AssociationHKII see Hong Kong Institute of InvestorsHKIMR see Hong Kong Institute for Monetary ResearchHKMA see Hong Kong Monetary AuthorityHKSCC see Hong Kong Securities Clearing Company LimitedHKSIR see Hong Kong Standards on Investment Circular Reporting Engagements HS100 see Hang Seng 100HSAI see Hang Seng Asia IndexHSCCI see Hang Seng China-Affiliated Corporations IndexHSCEI see Hang Seng China Enterprises IndexHSCI see Hang Seng Composite IndexHSHKCI see Hang Seng Hong Kong Composite IndexHSHKLI see Hang Seng HK LargeCap IndexHSHKMI see Hang Seng HK MidCap IndexHSHKSI see Hang Seng HK SmallCap IndexHSI see Hang Seng IndexHSITI see Hang Seng IT IndexHSITP see Hang Seng IT Portfolio IndexHSLRI see Hang Seng London Reference IndexHSMLCI see Hang Seng Mainland Composite IndexHSMLFI see Hang Seng Mainland Freefloat Index
　 haircut 扣减；扣减率Handbook on Disciplinary Proceedings 《纪律处分程序手册》Hang Seng 100 (HS100) 恒生100Hang Seng Asia Index (HSAI) 恒生亚洲指数Hang Seng China-Affiliated Corporations Index (HSCCI) 恒生香港中资企业指数（中资企业指数）Hang Seng China Enterprises Index (HSCEI) 恒生中国企业指数（恒生国企指数）Hang Seng China Enterprises Index Futures (H-shares Index Futures) 恒生中国企业指数期货 (H股指数期货) Hang Seng Composite Index (HSCI) 恒生综合指数Hang Seng Freefloat 50 恒生流通50Hang Seng Freefloat Composite Index (HSFCI) 恒生流通综合指数Hang Seng Freefloat HK 25 恒生流通香港25Hang Seng Freefloat Mainland 25 恒生流通中国内地25Hang Seng FTSE/Xinhua China 25 Index ETF 恒生新华富时中国25指数上市基金 Hang Seng H-Share Index ETF 恒生H股指数上市基金 Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指数Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指数Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指数Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指数Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港综合指数Hang Seng Index (HSI) 恒生指数Hang Seng Index ETF 恒生指数上市基金 Hang Seng Index Futures 恒指期货Hang Seng Index Options 恒指期权Hang Seng IT Index (HSITI) 恒生资讯科技指数Hang Seng IT Portfolio Index (HSITP) 恒生资讯科技组合指数Hang Seng London Reference Index (HSLRI) 恒生伦敦参考指数Hang Seng Mainland Composite Index(HSMLCI) 恒生中国内地综合指数Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中国内地流通指数hard currency 硬货币；价值稳定的货币hawking of securities 兜售证券heavy trading 交投畅旺hedge fund 对冲基金hedging 对冲；套期保值* hedging ratio 对冲比率Heritage Foundation, The【US】 传统基金会【美国】HIBOR Futures Market Update 《港元利率期货市场通讯》HIBOR Futures Strip 港元利率期货叠期hidden-size order 隐藏交易额买卖盘high leveraged investment 高杠杆效应的投资historical cost 历史成本historical volatility 历史波幅HKEx (China) Limited 香港交易所(中国)有限公司HKEx Information Services Limited 香港交易所资讯服务有限公司HKEx Share Information Board 香港交易所股份资讯板HKFE Clearing Corporation Limited (HKCC) 香港期货结算有限公司HKSCC Nominees Limited 香港中央结算（代理人）有限公司hold matched SI 暂缓执行配对交收指示Holder of Stock Exchange Trading Right 联交所交易权持有人holding company 控股公司；母公司Hong Kong Association of Banks 香港银行公会Hong Kong Association of Financial Advisors 香港财务顾问学会Hong Kong Association of Online Brokers,The (HKAOB) 香港网上经纪协会Hong Kong Capital Markets Association 香港资本市场公会Hong Kong Chamber of Small and Medium Business 香港中小型企业商会 Hong Kong Chinese Enterprises Association 香港中国企业协会Hong Kong Codes on Takeovers and Mergers and Share Repurchases【publication】 《香港公司收购、合并及股份购回守则》【刊物】Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及结算所有限公司（香港交易所）Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及结算所有限公司北京代表处 Hong Kong Financial Markets Development Limited 香港金融市场发展有限公司Hong Kong Financial Reporting Standards (HKFRS) 《香港财务汇报准则》 Hong Kong Futures Automated Trading System (HKATS) HKATS电子交易系统Hong Kong Futures Exchange Limited (HKFE) 香港期货交易所有限公司（期交所）Hong Kong General Chamber of Commerce, The 香港总商会Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心Hong Kong Institute of Certified Public Accountants (HKICPA) 香港会计师公会Hong Kong Institute of Chartered Secretaries, The (HKICS) 香港特许秘书公会Hong Kong Institute of Directors, The 香港董事学会Hong Kong Institute of Financial Analysts and Professional Commentators, The 　 香港专业财经分析及评论家协会Hong Kong Institute of Investment Analysts 香港投资分析员公会Hong Kong Institute of Investors (HKII) 香港投资者学会Hong Kong Interbank Clearing Limited (HKICL) 香港银行同业结算有限公司Hong Kong Interbank Offered Rate (HIBOR) 香港银行同业拆息；港元同业拆息Hong Kong International Arbitration Centre 香港国际仲裁中心Hong Kong Investment Funds Association (HKIFA) 香港投资基金公会Hong Kong Management Association 香港管理专业协会Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局）Hong Kong Mortgage Corporation Limited, The 香港按揭证券有限公司Hong Kong Securities and Futures Industry Staff Union 香港证券及期货业职工会 Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央结算有限公司（香港结算）Hong Kong Securities Industry, The【publication】 《香港证券业参考手册》【刊物】Hong Kong Securities Institute 香港证券专业学会Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港证券市场文献及文物征集计划Hong Kong Securities Professionals Alumni Association 香港证券业同学会Hong Kong Securities Professionals Association 香港证券学会Hong Kong Securities Training Sponsorship Foundation 香港证券培训赞助基金Hong Kong Society of Financial Analysts 　 香港财经分析师学会Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投资通函呈报准则 Hong Kong Stock Exchange, The 香港经纪商会（1914年）；香港证券交易所（1947年）Hong Kong Stockbrokers Association 香港证券经纪业协会Hong Kong Stockbrokers' Association (1921) 香港股份商会（1921年）Hong Kong Venture Capital Association 香港创业投资协会horizontal spread 跨期买卖house account 公司户口house position 公司仓How to Create Clear Announcements【publication】【SFC】 《如何撰写清楚易明的公布》【刊物】【证监会】H-shares Index Futures (Hang Seng China Enterprises Index Futures) 　 H股指数期货 (恒生中国企业指数期货) H-shares Index Options H股指数期权HSI International Limited 恒指国际有限公司HSI Services Limited 恒指服务有限公司hyperlink 超连结I IAASB see International Auditing and Assurance Standards Board, The IAS see International Accounting StandardsIASB see International Accounting Standards BoardICA England & Wales see Institute of Chartered Accountants in England and WalesICPA see Institute of Certified Public Accountants【US】IEP see Indicative Equilibrium PriceIEV see Indicative Equilibrium VolumeIFAC see International Federation of Accountants IFC see International Finance CorporationIFRS see International Financial Reporting Standards iIPO see Internet Initial Public Offering serviceIMF see International Monetary FundIMRO see Investment Management Regulatory OrganisationIOC see Immediate-or-CancelIoD see Institute of Directors【UK】IOMA see International Options Markets AssociationIOSCO see International Organisation of Securities CommissionsIP see Investor ParticipantIPMA see International Primary Markets AssociationIPO see initial public offeringISD see Investment Services Directive【European Union】ISDA see International Swaps and Derivatives AssociationISFO see International Stock Futures and OptionsISIN see International Securities Identification NumbersISMA see International Securities Markets AssociationISO see International Organisation for StandardisationISSA see International Securities Services AssociationIVRS see Interactive Voice Response System
　 Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴维森报告书（即 证券业检讨委员会报告书）illiquidity 流通性不足；流动性不足Immediate-or-Cancel (IOC) 即时或取消immobilisation of share certificate 股票非流动化implied volatility 引申波幅in-the-money 价内；较现值有利* inactive order 　 不动盘income approach 收益法indebtedness 债务indebtedness date 负债日indebtedness statement 债务报表independent adviser 独立顾问independent financial adviser 独立财务顾问Independent Investigation Board 　 独立调查局independent non-executive director 独立非执行董事index arbitrage 指数套戥index basket order 一篮子指数买卖盘index bond 指数债券index call warrant 指数认购权证index depository receipt / index share 指数预托证券index futures 指数期货Index of Economic Freedom 经济自由指数index participation unit 指数参与单位index swap 指数掉期index warrant 指数权证index-linked product 与指数挂钩的金融产品indicated issue price 参考发行价Indicative Equilibrium Price (IEP) 参考平衡价格Indicative Equilibrium Volume (IEV) 参考平衡成交量indicative price 指示价格indicative terms sheet【warrants】 发行资料摘要【权证】individual client 个人客户Individual Exchange Participant 个人交易所参与者Individual Investor Account 个人投资者户口individual rating【banking】 自主评级【银行】Individual Substantial Shareholders Notification 个人大股东具报书industry scheme 行业基金inflation indexed monetary policy 通胀指标货币政策information dissemination 资讯发放；资讯发布information memorandum 资料备忘录information service 资讯服务information vendor 资讯供应商infrastructure project 基建工程；基建项目initial listing fee 首次上市费initial margin【futures】 基本按金【期货】initial public offering (IPO) 首次公开招股；初次公开发行*Initial Public Offerings Progress Report 首次公开招股之进度报告initial subscription price 初步认购价Inland Revenue Ordinance 《税务条例》inner reserve 内部储备Innovation and Technology Fund 创新及科技基金input VAT 进项增值税insider dealer 内幕交易者insider dealing 内幕交易Insider Dealing Tribunal 内幕交易审裁处insolvency 无力偿债；无偿债能力；资不抵债insolvency risk 偿债能力风险Institute of Certified Public Accountants (ICPA)【US】 执业会计师公会【美国】Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格兰及威尔斯特许会计师公会Institute of Chartered Financial Analysts 特许财务分析员公会Institute of Directors (IoD)【UK】 公司董事学会【英国】Institute of Financial Planners of Hong Kong, The 　 香港财务策划师学会Institute of Securities Dealers 证券商协会institutional advancement 结构改进institutional client 机构客户institutional investor 机构投资者institutional risk 机构风险instrument of transfer 过户文件intangible asset 无形资产integrated trading and clearing system 交易及结算综合系统Interactive Voice Response System (IVRS) 互动语音电话系统interbank market 银行同业拆借市场interest collar; interest rate collar 利率衔接interest cover; interest coverage 盈利对利息倍数interest-rate ceiling 利率上限interest-rate futures 利率期货interest rate subsidy【Mainland China】 利息补贴【中国内地】interest-rate swap 利率掉期；利率调期*Interest Rate Swap Futures 　 利率掉期期货interfacing 界面联系interim report 中期报告Inter-Market Coordination Committee 跨市场协调委员会intermediary 中介机构；中介团体intermediate holding company 中介控股公司intermediation 中介现象internal audit 内部稽核internal auditor 内部核数师internal censure 内部谴责internal control 内部监控International Accounting Standards (IAS) 国际会计准则International Accounting Standards Board (IASB) 国际会计准则委员会International Committee on the Listing of New Enterprises 新企业上市国际委员会International Federation of Accountants (IFAC) 国际会计师联会International Finance Corporation (IFC) 国际金融公司International Financial Action Task Force 国际金融行动专责小组International Financial Reporting Standards (IFRS) 《国际财务汇报准则》 International Monetary Fund (IMF) 国际货币基金International Options Markets Association (IOMA) 国际期权市场协会International Organisation for Standardisation (ISO) 国际标准化组织International Organisation of Securities Commissions (IOSCO) 国际证券事务监察委员会组织（国际证监会组织）International Primary Markets Association (IPMA) 国际集资市场协会International Securities Identification Numbers (ISIN) 国际证券号码International Securities Markets Association (ISMA) 国际证券市场协会International Securities Numbering System 国际证券号码编制系统International Securities Services Association (ISSA) 国际证券服务业联会International Stock Futures and Options(ISFO) 国际股票期货及期权International Swaps and Derivatives Association (ISDA) 国际掉期业务及衍生投资工具协会Internet 互联网Internet Initial Public Offering (iIPO) service 网上认购新股服务internet order connection 开放式网间联系买卖interpretive guidelines 说明指引in-the-money option 价内期权intraday liquidity 即日流动资金intra-day margin 即日额外按金intra-day margin call 即日追补按金intra-day marks collection mechanism 收取即日差额缴款机制Intra-day Marks Collection Report【clearing】 即日差额缴款报告【结算】intra-day marks payment obligations 应付即日差额缴款intra-day money market 单日货币市场；即日拆借市场intraday quotation 即日报价intraday repurchase agreement【banking】 即日回购协议【银行】intra-group transactions 集团内部交易intranet 内联网intrinsic value 内在值introducing agent 介绍代理人introduction【listing method】 介绍形式上市inventory 存货；盘存investee 投资对象investment adviser 投资顾问Investment Advisory Committee 投资顾问委员会investment analyst 投资分析员investment grade 投资级别Investment Management Regulatory Organisation (IMRO) 英国投资管理监管组织investment philosophy 投资理念Investment Services Directive (ISD)【European Union】 投资服务指令【欧洲联盟】Investment-linked Assurance & Pooled Retirement Funds Committee【SFC】 与投资有关的人寿保险及集资退休金计划委员会【证监会】Investor Account Service 投资者户口服务Investor and the Stock Market【publication】 《投资者与证券市场》【刊物】Investor Compensation Company Limited 投资者赔偿有限公司 Investor Participant (IP) 投资者户口持有人iShares FTSE/Xinhua A50 China Tracker i股新华富时A50中国指数基金 iShares MSCI China Tracker i股 MSCI中国指数基金 iShares MSCI South Korea Index Fund iShares MSCI南韩指数基金 iShares MSCI Taiwan Index Fund iShares MSCI台湾指数基金 isolated trades system【CCASS】 「已划分的买卖」制度【中央结算系统】issue price 招股价；发行价issuer 发行人；发行机构issuer electronic filing system 发行人电子存档系统Issuer Information Feed 发行人资料传送专线 Issuer Register 　 发行人登记册Issuers and Professional Advisers Survey 《发行人及专业顾问意见调查》issuer's cash option 发行人可选择支付现金；发行人现金选择权